Debate
Reprinted from Focus on Law Studies, SPRING
2003, Volume XVIII, Number 2, published by the Division
for Public Education of the American Bar Association.
Copyright 2003, American Bar Association Division for
Public Education, 541 N. Fairbanks Ct., Chicago, IL
60611.
Reproduced by permission. All rights reserved. This
information or any portion thereof may not be copied
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without the express written consent of the American
Bar Association.
Gun
Laws and Policies: A Dialogue
CONTENTS:
Guns in American Culture
Guns and Second Amendment
The Brady Law
Public Opinion & Guns
Cross-National Perspectives
Reducing Gun Violence
Contributors
Bibliography
Editor’s
Note: Eight social science, humanities, policy, and
legal scholars discuss a wide range of viewpoints on
the place and regulation of guns in the United States
and abroad. The conversation traverses historical perspectives,
the origins and meaning of the Second Amendment, federal
and state laws regulating guns, the role of public opinion
and interest groups in influencing legislation, and
strategies to reduce the level of gun violence in the
future. See this dialogue also at www.abanet.org/publiced/focus/.
Part
I: Guns in American Culture
EDITOR
(John Paul Ryan): I would like to begin by asking you
to talk about the place of guns in American culture.
Are guns a special problem in our society? Do we have
an exaggerated fear of guns? How have the media and
popular culture formed our images and biases of guns,
their uses, and public safety?
SAUL
CORNELL (Ohio State University/ History): The history
of guns in American society is a complex story. As is
true for so much of our history, the gulf between myth
and reality has been vast. Still, myth can be a powerful
force in shaping law, politics, and public policy. The
well-regulated militia described by the Second Amendment
is an excellent case in point. The performance of the
militia in the Revolution was mixed at best. Leading
military figures in the Revolutionary era urged Americans
to lessen their reliance on this venerated ideal and
replace it with a more modern and professional military
force. After a long debate in Congress, proponents of
military reform were defeated by those who continued
to fear professional armies and instead supported the
idea of the militia. Although willing to nod to this
ideal, Congress was not willing to adequately fund the
militia they created, so once again the divergence between
rhetoric and reality continued.
I find it fascinating that so many gun rights groups
today have chosen the image of the minuteman as their
symbol. The symbolic power of this icon continues to
shape how we view guns. Most people who rally behind
this symbol would not welcome the kind of intrusive
regulation required to recreate the militia of the founding
period. Would people who rail against government regulation
of firearms be willing to muster on the town green or
at the local mall and allow government to regulate the
storage of privately owned weapons, or consent to privately
owned weapons being registered or taxed? Once again,
myth trumps reality in the great American gun debate.
ROBERT
J. COTTROL (George Washington University/Law/History):
Guns have played an important role in American history.
The best evidence we have is that private gun ownership
was widespread for the white population from the beginning
of the English settlement of North America. Indeed,
from the earliest settlement there was an effort to
encourage white migration in order to ensure a population
of white men capable of bearing arms. The idea of the
universal militia of all free (white) men, bearing their
own arms, had its origins in English law and custom.
The concept was strengthened in the American context,
in part because of the desire to control the black and
Indian populations. This idea was further strengthened
by the role of the militia in the American Revolution.
If the militia’s record in the Revolution was
“mixed” (as indeed was that of the Continental
Army), the image of the “farmer who fired the
shot heard round the world” was a powerful one
to the generation that fought the Revolution, and indeed
to subsequent generations. The idea that American freedom
arose from a revolution started by armed citizens was
powerful enough to influence the writing of the Constitution—hence,
the Second Amendment.
ROBERT
SPITZER (State University of New York at Cortland /
Political Science): Regardless of whether guns were
prolific or rare in American history, there is no doubt
that gun presence and use coincide with America’s
earliest history. Guns undeniably played an identifiable
role in American habits and development, yet their role
was also exaggerated and romanticized even before there
was a Hollywood.
The best example of this is American westward expansion,
where folklore, and later Hollywood, perpetuated the
impression that the West was “won” by gun
use. Yet the truth was the opposite. As historians have
documented, the American frontier was tamed through
the westward movement of farmers, ranchers, businesspeople,
tradesmen, and other populations who, when towns and
cities were formed, demanded and imposed strict gun
controls as a necessary first step toward the establishment
of public safety. The impressions that gun fights were
common, or that civilian gun-carrying was key to order,
are simply false. For example, in the five most violent
cow towns of the old West (Abilene, Caldwell, Dodge
City, Ellsworth, and Wichita), 45 killings occurred
between 1870 and 1885. Of those, only six came from
six-shooters; sixteen were by police. Hollywood-style
gun fights were virtually unheard of. Nevertheless,
this cultural imagery prevails today not only in the
United States but around the world. Guns are certainly
feared in modern society and rightly so. As any responsible
gun owner knows, guns are dangerous implements and should
be treated accordingly.
DEBORAH
HOMSHER (Cornell University / Asian Studies—Managing
Editor of Publications): Perhaps we should ask why these
historical questions are so important to us. To answer
that question, it’s useful to focus on the more
recent past—on the 1990s rather than the 1770s—and
the fierce public gun debates during the Clinton years.
I would argue that the most passionate advocates of
Second Amendment rights and right-to-carry legislation
during those years believed that certain definitive
American qualities were being lost because of the cultural
evolution that had begun in the 1960s, a decade they
perceived as the relativistic “anti” years:
anti-church, anti-marriage, anti-white-male, anti-war,
and anti-gun.
Self-reliance is the key national characteristic valued
by those who defend their right to own guns without
interference from the local police, the Congress, intrusive
medical experts, or Sarah Brady. I am a great fan of
self-reliant Americans generally and of our American
literature and popular culture featuring male adventurers
in gigantic terrains. At the same time, I see that most
American adventure narratives featuring hunts and gunfire
include few women, and those females who do appear tend
to be silly or in need of rescue, or they’re given
guns so they can play along. In short, America’s
politics and popular culture tend to be markedly masculine.
Public fascination with guns grows most passionate when,
in fact, the actual need for guns appears to be waning.
Hence the popularity of Buffalo Bill’s Wild West
Show in the late nineteenth century, just after America’s
frontier had been pacified. Hence the heat of the NRA’s
Web site throughout the 1990s, when fewer men were actually
buying licenses to hunt deer, crime rates were dropping
in the big cities, the Soviet Union had dissolved, and
more people found themselves working with their fingertips
at computer keyboards like secretaries, not adventurers.
GREGG
CARTER (Bryant College/Sociology): Guns do represent
a special problem in our society. The level of gun violence
in the United States is much higher than in our peer
nations, the industrialized democracies of Western Europe,
Japan, Australia, New Zealand, and Canada. In one respect,
though, we do have an exaggerated fear of guns—gun
violence is not spread equally across our social fabric.
African American males in their teens and early twenties
are, by far, the most likely to suffer such violence.
In the 1990s, the rate of homicide due to firearms for
black males in their early twenties was 140.7 per 100,000;
the same rate for all individuals in their early twenties
was 17.1. Similarly, the rate of homicide due to firearms
for black teenagers was 105.3 compared with 14.0 for
all teenagers. Although the absolute numbers of victims
have fallen in recent years, the racial slants in the
data remain.
These slants stand in contrast to the high media coverage
of shootings involving teenage boys in the late 1990s
and early 2000s. All but one of these high-profile incidents
have involved white, male teens from small towns and
suburbia. Except for the bloodbath at Columbine High
School in Littleton, Colorado, shootings of young people
in the neighborhoods surrounding our inner-city schools
are on par with these high-profile cases, though little
publicized except in the local media. In short, white
and minority gun violence are treated differently in
the national media.
This bias in media coverage is responsible for a great
deal of unneeded fear of gun violence. Compared to their
poor counterparts, working-class, middle-class, and
upper-class Americans have little to fear.
JAMES
JACOBS (New York University/ Law School): I am not sure
that guns are a special problem in our society. Lethal
violence is definitely a special problem. It is often
asserted that firearms’ availability is the cause
of America’s high level of lethal violence. This
assertion ought to be regarded as controversial. There
are many plausible causes of America’s high rate
of lethal violence—e.g., the frontier tradition,
the southern code of honor, pockets of extreme poverty
amid great material wealth.
The great majority of violent crimes (other than homicides)
in the United States are not committed with firearms.
And despite the easy availability of firearms in the
United States, our suicide rate is not high in comparison
to other countries. Thus, I believe that we should be
primarily concerned about violence, not firearms.
In research that one of my students and I have been
conducting, we have identified more than 50 “gun”
magazines commonly available for sale. These magazines
can be divided into at least four categories: hunting;
target shooting; survivalist; and technical. For the
most part, there is nothing sensationalistic or titillating
about the content of these magazines, which are read
by almost as many Americans as auto magazines. They
present guns as a desirable and useful consumer item,
like cars. Of course, gun magazines do not provide the
only media images of firearms. Movies and television
present constant images of guns being used to kill people.
Some of these killings (by the bad guys) are offered
as examples of evil, while some of these killings (by
the good guys) are presented as examples of good.
RICHARD
ABORN (The Kamber Group/Senior Counsel & Director
of Public Policy): I would suggest that the “special
problem in our society” is not with guns, but
with gun violence. Whether or not the founders wished
to arm the citizenry to ensure that excessive government
power could be curtailed (unlikely in my view) or whether
or not the West was settled at the end of a blazing
six-shooter (equally unlikely in my view) has become
largely irrelevant to the contemporary debate over guns.
More relevant, the largely romanticized view of guns
in American history has become accepted as fact and
has been parlayed into a powerful rallying cry for those
who oppose gun control legislation. After all, Charlton
Heston did not hold an AK-47 over his head.
In a contemporary culture that has a very short attention
span, thrives on imagery, and promotes the clash of
two diametrically opposed sides as a means of discussing
issues, fostering a re-examination of the true role
of guns in American history is virtually impossible.
It is important, therefore, that gun control advocates
be quite clear that their objective is not to eliminate
this icon of American culture, but rather to try to
control the violence associated with guns.
Do we have an exaggerated fear of guns? I don’t
think so. If we did, millions of perfectly reasonable,
responsible, and law-abiding Americans would not own
them. On the other hand, our experience with the rapid
increase in crime from the mid-1980s to the early 1990s
has impressed upon us the critical need to respond to
the criminality associated with illegal guns.
JOYCE
MALCOLM ( Bentley College / History): Guns may have
come to be seen as a special problem in American society
in the last half of the twentieth century, but for most
of our history they were viewed neither as a problem
nor as peculiar to the United States. As Robert Cottrol
points out, the American colonists took from England
the tradition of armed individuals responsible for their
own safety and for general peacekeeping duties in the
larger community. Only one aspect of these duties was
service in the militia. Common law, as practiced in
both Britain and America, appreciated the need for men
and women to be able to defend themselves and permitted
them to do so. There was also, of course, a long philosophical
tradition that a free man was a man who was armed. All
this seems unusual today, not because there is no longer
a need for self-defense, but because most governments,
including the British government, have not trusted their
people to be armed and have, instead, insisted on a
monopoly over the use of force. I think many Americans
have an exaggerated fear of guns, because both the print
and television media are overwhelmingly dominated by
those who advocate strict controls on private firearms.
Incidents involving shootings are given intense coverage,
while situations in which individuals have used firearms
to protect themselves or to thwart crimes get far less
attention. The result is that the public has come to
believe that gun crime and gun accidents are increasing,
when in fact gun accidents are greatly reduced and we
have enjoyed a decade of sharply declining gun violence.
But old stereotypes die hard. The image persists of
the gun-toting American living in a violent “cowboy
country” in contrast to the unarmed Briton, living
in a peaceable land. Neither stereotype is correct.
Although an increasing number of Americans own guns,
the level of gun violence has been declining; the British
are disarmed, and gun violence is increasing.
GREGG
CARTER: I beg to differ with Joyce Malcolm. Guns have
a longer history of being seen as a special problem
in the United States. Congressional deliberations leading
to the National Firearms Act of 1934 and the Federal
Firearms Act of 1938 were instigated by the gun violence
of the Prohibition Era, which culminated in the 1929
St. Valentine’s Day Massacre in Chicago, and by
the 1933 assassination attempt on President Franklin
Roosevelt. Taken together, the acts banned sawed-off
shotguns and placed taxes and other restrictions on
the sale of machine guns and automatic weapons.
The assassinations of President Kennedy, Robert Kennedy,
and Martin Luther King, Jr., motivated Congress to pass
the Federal Gun Control Act of 1968, which banned mail-order
purchase of firearms and regulated the interstate transportation
and importation of guns and ammunition. Armed Black
Panthers fueled additional fear of firearms and the
need to regulate their sale, possession, and use.
John Hinckley’s use of a cheap handgun in March
of 1981 to shoot President Ronald Reagan and his press
secretary, James Brady, helped spur the movement to
control guns. Gun control proposals were introduced
in Congress; by 1986 the first of these passed as part
of the Firearms Owners’ Protection Act. Originally
intended to dismantle many gun control provisions, this
act did include a prohibition on interstate pistol sales
and on the sale of new machine guns. The 1988 Undetectable
Firearms Act (banning plastic guns) and the 1993 Brady
Handgun Violence Prevention Act (requiring a five-day
waiting period and a criminal background check before
an individual can purchase a handgun) were also directly
traceable to the Reagan tragedy.
In response to a shooting of school children in Stockton,
California, in 1989, President George Bush issued an
executive order temporarily banning the importation
of AK-47s and selected similar rifles. The Stockton
incident also sparked the introduction of several bills
in Congress to outlaw or restrict assault pistols and
rifles. After the election of Bill Clinton, Congress
enacted in 1994 the Violent Crime Control and Law Enforcement
Act, which banned nineteen different types of assault
weapons.
In sum, during the past eighty years we have seen many
periods in which firearms have been viewed as out of
control in the United States. Public debate on all of
our major gun legislation has included reference to
our peer nations, almost all of whom had much stronger
firearms regulations.
SAUL
CORNELL: Anyone who enters into this contentious issue
is amazed by the power of historical arguments and symbols
in contemporary public discourse on guns. It would be
hard to imagine groups favoring an expansive reading
of the First Amendment using an eighteenth century printing
press the way Charlton Heston has used a musket at the
NRA’s conventions. The furor over Michael Bellesiles’
Arming America, a book that argued that Americans in
the founding era did not own many guns or have much
ability with them, nicely illustrates this point. Bellesiles
challenged a mythology that many people hold sacred.
It turns out that Arming America and the myth were each
caricatures of reality. There clearly was a perception
that there were not enough military-style weapons to
arm the militia. Americans in the Revolutionary era
were more worried that government would fail to arm
the people than that government would actively disarm
the people.
This is exactly the opposite of the contemporary debate
over gun policy. The fascinating questions become: How
did we move from the former to the latter situation
and how do we interpret a Constitution written in the
former world in our own very different world?
Part
II: Guns and the Second Amendment
EDITOR:
What is the state of legal thinking regarding the Second
Amendment and guns? In your judgment, does the Second
Amendment prohibit some or all forms of gun regulation?
Or, alternatively, does the Second Amendment permit
unlimited government regulation of guns?
ROBERT
SPITZER: Based on court rulings, historical interpretation,
and the sense of those who drafted and debated the amendment,
the meaning of the Second Amendment is clear. It provided
for a citizen-based right to keep and bear arms when
men were called into service in a government-regulated
militia, keeping in mind that militias composed of self-armed
men were the primary means of national defense in the
eighteenth and early nineteenth centuries.
The national government formed under the Constitution
of 1787 was granted sweeping new powers, including not
only the power to create and maintain a standing army
(a power denied to the national government under the
old Articles of Confederation), but also the power to
organize, arm, and discipline the militias. Antifederalists
already suspicious of new federal powers were deeply
concerned that states would no longer retain militia
authority, and so they sought this reassurance in the
Bill of Rights.
The militia-based understanding of the Second Amendment
has been uniformly endorsed in Supreme Court cases stretching
back to the nineteenth century (U.S. v. Cruikshank,
1876; Presser v. Illinois, 1886; Miller v. Texas, 1894;
U.S. v. Miller, 1939;Lewis v. U.S., 1980). The age of
some of these cases has prompted some critics to dismiss
them, but court cases do not come with expiration dates.
In addition, more than forty lower federal court cases,
and law review articles published as early as 1874,
all embrace this meaning.
In recent decades, efforts have been mounted to impose
an individual meaning on the Second Amendment—that
is, to assert that the amendment protects an individual
right to own guns, aside and apart from militia service.
The effort dates to a law journal article published
in 1960. Since then, the individualist movement has
won adherents, and in 2001 a federal court (Fifth Circuit)
for the first time accepted this view in U.S. v. Emerson.
This view has now been endorsed by Attorney General
John Ashcroft, representing a reversal of decades of
Justice Department interpretation. But even supporters
of the individualist view generally concede that it
permits reasonable gun regulations.
ROBERT
J. COTTROL: There can be little doubt that the Second
Amendment was intended to protect the right of the people
to have arms. The amendment should first be seen as
a restatement of the principle found in the English
Bill of Rights of 1689. This principle—that the
people should be armed not only to participate in militia
duty but also to defend themselves against a tyrannical
government—was a well-recognized part of Anglo-American
political and constitutional thought endorsed by, among
others, English legal commentator William Blackstone.
Both Blackstone and the English Bill of Rights were
part of the background of the framers as they drafted
the Bill of Rights, including the Second Amendment.
No one has found any statements from the late eighteenth
or early nineteenth century endorsing the notion that
the amendment applied only to men acting in a militia
capacity. Although one of the purposes of the Second
Amendment was to ensure that an armed population would
be available to act in a militia capacity, there is
no evidence that the right was to be restricted to that.
Indeed, given what we know of the rejection of alternatives
that were offered, there is a strong indication that
the intent was to protect an individual right. Virtually
every legal commentary in antebellum America on the
Second Amendment saw the amendment in individual-rights
terms, starting with St. George Tucker who, in his 1804
(first American) edition of Blackstone, contrasted the
robust right in the United States with what he saw as
the weaker right in England.
The history of the right to keep and bear arms in the
U.S. Constitution does not end with the Second Amendment.
We have to look also at the history of the Fourteenth
Amendment. The framers of that amendment assumed the
right to be individual, and the best reading of the
debates over the amendment indicates they intended it
and the rest of the Bill of Rights to be made binding
on the states through the “privileges or immunities”
clause. Their motivation was simple; they wanted to
stop the southern states from disarming the newly freed
black population of the South.
I believe that Robert Spitzer is standing the history
of individual- and collective rights views of the Fourteenth
Amendment on its head. Before 1960 there were few who
would have claimed that the Second Amendment did not
protect the right of individuals. The collective-rights
view is a product of the 1960s and the search for a
constitutional justification for gun control. Spitzer
is misreading the cases that he cites in support of
a militia-based understanding of the Second Amendment.
Cruikshank, Presser, and Miller v. Texas aren’t
about the individual- versus collective-right issue
at all. They stand for the proposition that the Second
Amendment only restricts the federal government. Cruikshank
involved private individuals (the Ku Klux Klan) infringing
on the First and Second Amendment rights of individuals
(black men trying to vote). In a decision that should
be infamous, the Supreme Court said that Congress could
not pass civil rights legislation protecting the freedmen
from Klan violence.
What does an individual-rights interpretation of the
Second Amendment mean for gun control? If we define
gun control as measures designed to ensure that ineligible
people—those with histories of criminal activity
or mental instability—are stopped from buying
guns, an individual rights reading of the Second Amendment
would actually help this process. The reason that there
is a mass movement opposing all gun control measures
is directly related to decisions of the courts that
do not protect the Second Amendment rights of the American
people. Otherwise, we could begin to have a much more
productive dialogue on firearms regulation.
SAUL
CORNELL: There is tremendous ferment in the field of
Second Amendment scholarship and jurisprudence. Most,
but certainly not all, scholars and judges think that
the controlling precedent, U.S. v. Miller, favors a
militia-based view of the amendment. This interpretation
is often described as the collective-rights view, but
I don’t think it makes sense to continue to talk
about two camps in this debate. There are now at least
three models for understanding the Second Amendment.
Some view it as an individual right, others as a collective
right, and some have rejected both of these views and
have embraced a third view that might best be described
as a civic right.
The individual-rights view comes in at least two radically
different forms: an expansive individual-rights view
and a limited individual-rights view. For supporters
of the expansive individual-rights view, the Second
Amendment should be treated in much the same way that
we treat freedom of speech. This would subject gun laws
to ‘strict scrutiny’ by courts and might
undermine some, but certainly not all, existing gun
laws. For these scholars, guns and words are identical
from a constitutional perspective. For those who favor
the limited individual-rights model, private ownership
of guns would be protected as an individual right, but
would be subjected to the much less stringent “rational
basis” test.
The limited collective-rights view, often described
as the militia or states’ rights view, obviously
poses no serious barrier to government regulation of
firearms, so long as such regulation does not disarm
the militia. The more expansive notion of the collective-rights
view, one held by the whole people, not individuals,
has not attracted much scholarly support nor has it
generated coherent theory for how gun laws ought to
be evaluated by judges.
For those scholars who have grown frustrated with the
“either/or” quality of the debate, the concept
of a civic right provides a new paradigm for thinking
about the right to bear arms. To understand a civic
right, one might turn to the analogy between the militia
and the jury. Citizens have an obligation to serve on
the jury, which both protects liberty and is an essential
institution of republican society. Citizens also have
the right to bear arms, so that they can meet their
obligation to participate in a well-regulated militia.
The right protected by the Second Amendment is an odd
amalgam of a right and an obligation. If citizens were
properly trained and their weapons were approved by
the government, properly registered, and stored safely,
they would then be entitled to full Second Amendment
protection.
JAMES
JACOBS: In my judgment, the argument that the Second
Amendment does not protect the individual’s right
to keep and bear arms actually gets in the way of gun
control. As long as gun control advocates insist that
gun owners have no constitutional rights and that guns
could lawfully be prohibited and confiscated, many gun
owners will oppose all proposed gun controls as steps
along the road to prohibition.
If, on the other hand, gun control proponents were willing
to recognize that the Second Amendment does protect
the lawabiding adult citizen’s right to keep and
bear arms, the gun control debate could be toned down.
We could then focus on what reasonable regulations are
compatible with the constitutional right.
If gun owners didn’t have to fear prohibition,
they would be more amenable to regulations such as registration
and, perhaps, licensing.
RICHARD
ABORN: Gun control supporters must attract gun owners
to the anti-gun violence movement in order to break
the legislative deadlock. When I was president of Handgun
Control, I actively supported establishing an organization
of gun owners in favor of gun control legislation. Law-abiding
gun owners generally agree with most of the legislation
that has been proposed. They fully understand the concept
of licensing and registration; most agree with one-gun-a-month
laws; and they rarely object to requirements for a background
check. The tension arises because gun owners are not
convinced that gun control supporters don’t secretly
harbor a ban agenda, and they wonder if the NRA is right
that each step toward greater controls is, actually,
a step toward a ban. Advocates must convincingly persuade
them that a ban is not the goal.
Is the Second Amendment, as James Jacobs suggests, the
way to do this? It’s tempting, but probably not
the best way to send the message. To agree to such an
individual right might well create a scope of protection
never intended. Should the Supreme Court make such a
finding, it is unclear how it would classify the right.
If the individual right to possess were considered a
fundamental right, the curtailment of which is subject
to “strict scrutiny,” it is possible that
many effective state laws would be struck down. Likewise,
many of the laws that have been proposed at the national
level could meet a similar fate. Similarly, even if
the “rational basis” test were applied,
it is unclear which cases would pass constitutional
muster.
GREGG
CARTER: The individual-rights interpretation of the
intent of the Second Amendment is historically accurate.
There is strong evidence of an Anglo-Saxon legal tradition
that not only allowed but required all free men (non-serfs)
to keep and bear arms as early as the seventh century.
Every landowner was obliged to keep armor and weapons
according to his rank and possessions. This right and
duty was transferred to colonial America, where all
the colonies individually passed militia laws that required
universal gun ownership. There is undeniable historical
support for the contention that the Second Amendment
protects the right of individuals to keep and bear arms.
This is a fundamental claim of the National Rifle Association.
However, the examination of history also leads to the
conclusion that both state and federal governments can
“infringe” upon the possession and carrying
of arms.
Many contemporary legislators and judges have not felt
the need to be in lockstep with the full intentions
of the framers of the Second Amendment. Rather, they
recognize the significant changes that have occurred
in the United States since 1776, when an armed population
was critical to the defense of the new nation. The standing
army has now become entrenched in American life, and
notions that it is a threat to personal liberty have
long ago been dispelled. In the eighteenth century,
the protection of home and town were left to the individual
or to the militia; but by the middle of the nineteenth
century, local police forces were the norm, and by the
middle of the twentieth century, national law enforcement
agencies were well established. In sum, eighteenth century
notions of the purpose and place of the militia in the
community are out of step with the twenty-first century,
and so too, consequently, is the need to assure the
keeping and bearing of arms in private hands.
Statements made by U.S. Solicitor General Theodore Olson
in his recent filings should serve to calm gun control
advocates. He observed that the individual right to
own guns is nonetheless “subject to reasonable
restrictions designed to prevent possession by unfit
persons or to restrict the possession of types of firearms
that are particularly suited to criminal misuse.”
The Second Amendment poses no obstacle to gun control,
as it is debated in modern America.
ROBERT
SPITZER: The British tradition supports a militia-based
and highly restricted view of any claims to individual
gun rights, so it is a poor prop for those seeking to
promote an individualist view in the United States (e.g.,
see Bogus, Schwoerer, Wills). Beyond that, there is
no direct evidence that the pertinent section in the
British Bill of Rights of 1689 was the model for our
Second Amendment. Britain is a different country from
the United States, and this constitutes, at best, secondary
evidence on American law crafted after we became an
independent nation. Finally, it diverts attention from
the direct evidence, including our own constitutional
founding and the debates of the First Congress when
the Second Amendment was drafted, debated, and passed.
All of the debate during the First Congress “applied
only to men acting in a militia capacity,” including
debate over whether the amendment should include wording
to codify the right of conscientious objectors to opt
out of militia service for religious reasons; the relationship
between militias, standing armies, and liberty; the
need to subordinate the military to civilian authority;
and the unreliability of the militia as compared with
a professional army. There was no debate about the amendment
serving as a basis for individual gun ownership detached
from military service.
The cited Supreme Court cases do address incorporation,
noting that the Second Amendment has not been applied
to the states. But these cases also describe the Second
Amendment right precisely and repeatedly as one pertaining
to “a well regulated militia,” as for example
in Presser (1886) when the Court said that states could
not “prohibit the people from keeping and bearing
arms, so as to deprive the United States of their rightful
resource for maintaining the public security, and disable
the people from performing their duty to the general
government.” And in 1939, the Miller Court said
that the defendant had no Second Amendment right, because
the gun in his possession that federal law barred him
from transporting across state lines (a sawed-off shotgun)
had no “reasonable relationship to the preservation
or efficiency of a well regulated militia.” It
is utterly senseless to read Miller as saying that the
Second Amendment applied to individuals according to
whether or not a particular weapon was suitable for
militia purposes, because such a reading would provide
constitutional protection for individuals to possess
weapons that have military value—everything from
bazookas to tactical nuclear weapons.
ROBERT
J. COTTROL: Presser does not state that the Second Amendment
only applies to people acting in a militia capacity.
It deals instead with the question of the amendment’s
applicability to the states. The Presser opinion also
endorses the notion that the whole of the citizenry
constitutes the militia and that they cannot be disarmed
by state governments.
The issue facing the Miller Court was the question of
the 1934 National Firearms Act and its requirement for
the registration of sawed-off shotguns. The Court was
not faced with bazookas or tactical nuclear weapons.
Faced with a sawed-off shotgun, the Court asked whether
it was the kind of weapon regularly used for militia
purposes—the same question the Tennessee Supreme
Court had asked in 1849 in Aymette v. the State (Miller
relies heavily on Aymette). In that case the question
was whether or not a state statute prohibiting Bowie
knives was contrary to the state constitutional guarantee
protecting the right to bear arms. The Aymette Court
made a distinction between weapons generally used by
criminals and those used by law-abiding citizens for
their own defense and the common defense. This was the
distinction Miller was examining.
ROBERT
SPITZER: Presser is, indeed, all about militias. The
whole point about the case was that the paramilitary
fringe group (headed by Presser) wanted to function
as a private militia. The Court said that there was
no such thing under the Constitution or the Second Amendment,
because military organization, drill, and parade are
“especially under the control of the government
… they cannot be claimed as a right independent
of law.” The legitimate militia at the time, said
the Court, was the 8,000-member Illinois National Guard.
JOYCE
MALCOLM: The state of legal thinking has overwhelmingly
endorsed the view that the individual has a right to
possess and bear arms. Daniel Lazare had it right when
he wrote in Harpers Magazine in 1999, “The truth
about the Second Amendment is something that liberals
cannot bear to admit: The right wing is right. The amendment
does confer an individual right to bear arms.”
Based on what Supreme Court Justice Thomas referred
to as “an impressive array of historical evidence,”
leading American constitutional experts, including Laurence
Tribe, Akhil Amar, Leonard Levy, and William Van Alstyne,
agree that the Second Amendment protects a right for
the individual to have arms. This interpretation is
not, as Robert Spitzer would have it, a product of the
gun rights movement tracing back to 1960. It is the
original interpretation of the Second Amendment, a legacy
of the framers’ rights as Englishmen.
Although Spitzer claims that the English Bill of Rights
guarantee to Protestants of “arms for their defence”
is militia-based, the text never mentions the militia.
Indeed, the drafters rejected the phrase that these
arms were “for the common defence.” In her
book on the English Bill of Rights, Lois Schwoerer placed
the right to have arms among the “rights to the
individual.” Parliamentary debates and judicial
opinions made it clear that although the final clause,
“suitable to their Condition and as allowed by
Law,” would permit regulation, an individual right
was intended. In 1790, a year before the ratification
of the American Bill of Rights and after England’s
worst riots of the century, London’s legal advisor
explained: “The right of His Majesty’s Protestant
subjects, to have arms for their own defence, and to
use them for lawful purposes, is most clear and undeniable
… and that right, which every Protestant most
unquestionably possesses, individually….”
In the nineteenth century the guarantee was extended
to those of all religions. In a landmark case in 1820,
Justice Bayley found: “A man has a clear right
to arms to protect himself in his house. A man has a
clear right to protect himself when he is going singly
or in a small party upon the road.” No mention
of the militia here, or a collective right. It was this
individual right that the American colonists inherited.
The Second Amendment provides an even broader guarantee.
It makes no mention of religion or condition, or “as
allowed by law.” Madison described his proposed
amendments “as guards for private rights”
and did not intend to place the Second Amendment in
the section of the Constitution dealing with the militia.
The most respected constitutional experts of the nineteenth
century, Supreme Court Justice Joseph Story and Justice
Thomas Cooley, refer to the Second Amendment guarantee
of an individual right. Indeed, one reason Justice Taney
in the infamous Dred Scott case was insistent blacks
could not be citizens was that “It would give
to persons of the Negro race … the full liberty
of speech in public and in private … and to keep
and carry arms wherever they went.”
ROBERT
SPITZER: The individual right that Joyce Malcolm discusses
actually arose in Britain a century after the 1689 British
document was written, after America had established
its own country, and it occurred—however the story
may be told—in another country. As historian Lois
Schwoerer concluded, the British Bill of Rights “did
not secure to ‘ordinary citizens’ the right
to possess weapons.” Joseph Story explained the
Second Amendment expressly as “the right of the
citizens to keep, and bear arms” so as to maintain
“the importance of a well regulated militia,”
although he fretted that “among the American people
there is a growing indifference to any system of militia
discipline.” Cooley also explained the Second
Amendment in militia terms, noting that the right to
bear arms extended “to those enrolled” as
well as to those who might be needed in a full-scale
emergency, because “this enables the government
to have a well regulated militia.” Further, while
Malcolm mentions a case that is not a Second Amendment
case (Dred Scott), she ignores the several cases where
the Court did interpret the meaning of the Second Amendment
in terms of militia service—in particular, Presser
and Miller.
ROBERT
J. COTTROL: Spitzer cannot enlist nineteenth century
Michigan jurist and legal commentator Thomas Cooley
into the ranks of those endorsing the “militia
only” view of the Second Amendment. In his 1898
treatise General Principles of Constitutional Law, Cooley
was arguing for a robust view of an individual right
to arms that included not only the keeping of arms,
but the formation of voluntary military or militia units.
One of the difficulties in the Second Amendment debate
is that there is an assumption that the moment the word
“militia” is used, that automatically rules
out the Second Amendment as a right of individuals.
It does not. The framers’ vision, and the prevailing
view throughout the nineteenth century and in Miller,
was that the militia was composed of the entire citizenry,
or at a minimum the entire free male citizenry. The
right was safeguarded to ensure an armed population
that was familiar with the use of firearms, so that
they could perform militia duty if summoned. That is
certainly the view Cooley was endorsing. He was emphatically
not endorsing the modern gun control movement’s
view that only those formally enrolled in a government-organized,
regularly drilling militia had the right to keep and
bear arms.
ROBERT
SPITZER: Cooley is describing two types of militias—the
organized militias that became the National Guard by
act of Congress in 1903, and the unorganized or general
militias (those Cottrol refers to as “all eligible
males”). Cooley makes it clear that these general
militias were predicated on men getting and keeping
their own weapons, should they be called up. Yet the
general militias were still militias, linking personal
gun ownership to government militia service. Nowhere
in the passage is there any reference to private gun
ownership for any private purpose.
JOYCE
MALCOLM: There is overwhelming evidence from both federalists
and anti-federalists that the Second Amendment was meant
to protect the individual right to be armed. What is
lacking is a single eighteenth-century statement that
the Second Amendment was meant only to protect a collective
right for the militia to be armed. The framers could
easily have guaranteed the right of the militia to keep
and bear arms; instead, they guaranteed “the right
of the people.” During the drafting of the amendment,
the senate specifically rejected the suggestion that
after “the right of the people to keep and bear
arms” they add “for the common defense.”
Americans had inherited an individual right to be armed,
and the framers intended to protect it.
SAUL
CORNELL: While much modern scholarship has presented
the Second
Amendment as a choice between two opposing models, there
is no reason to assume that the founders or the great
commentators of the nineteenth century fit perfectly
into either of these models; indeed, they would likely
view the ideologies of the NRA and the modern gun control
movement as alien. We need to understand these thinkers
as products of their own time and not press them into
service in our own modern battles. Any efforts to translate
these founding era texts into contemporary terms will
distort them. We need to separate the task of historical
analysis from advocacy. Historical questions must yield
historical answers, not answers to contemporary policy
questions.
James Madison did not say that all of the rights protected
in the Bill of Rights were exclusively or entirely private;
in essence, he said that they were primarily individual
rights. In the very same document Madison describes
the right to have arms protected by the English Bill
of Rights in terms closer to the view described by Spitzer,
not Malcolm. I think Joyce Malcolm correctly notes that
the English courts had expanded the understanding of
that right by the middle of the eighteenth century.
Such a development, however, is quite distinct from
claiming that this was the original meaning of either
the English Bill of Rights or the Second Amendment.
Malcolm’s suggestion that we need to find explicit
language from the eighteenth century saying that the
amendment protects only the right of citizens participating
in the militia seems profoundly presentist and ahistorical.
The fact is that we don’t see clear evidence of
people saying that the right to bear arms ought to be
secured outside of the context of the militia, either.
Both of these formulations are anachronistic. Neither
Malcolm nor anyone else supporting the modern individual
rights view of the amendment has produced a single case
from the founding era in which someone claimed to be
bearing arms in self-defense. No one would deny that
the founders believed in a right of individual self-defense.
I think it is a serious historical mistake to confuse
this notion with bearing arms as part of a well-regulated
militia, which was a form of collective self-defense.
JOYCE
MALCOLM: The Second Amendment had a dual purpose: to
protect an individual’s right to be armed and
to afford the people the means, if necessary, to protect
their other rights. Saul Cornell seems to be arguing
that historical evidence is wrongly used if it is employed
to understand the lives and views of the people of an
earlier time. It is crucial to appreciate the context
in which the founders lived, not to distort historical
facts or ignore inconvenient evidence. Historical questions
must yield historical answers. That is precisely why
the lack of historical evidence for a solely collective
interpretation of the Second Amendment is, indeed, a
problem for those who deny that there is an individual
right.
Part
III: The Brady Law and Its Impact
EDITOR:
The Brady Law [passed by Congress in 1993] has been
hailed as a major success in the effort to regulate
guns. Has the Brady Law achieved its objectives? What
impact has the law actually had? Which elements of the
Brady Law have been the most effective? Which have been
the least effective?
JAMES
JACOBS: The Brady Law is merely symbolic legislation.
It is completely ineffective because it is so easy to
circumvent. The Brady Law does not regulate “secondary”
sales; any person who buys a gun can immediately sell
it to a spouse, lover, friend, or stranger without filling
out any paperwork or putting the purchaser through a
background check. The seller could even put a “Gun
for Sale” ad in the newspaper or over the Internet,
or the seller could walk into a gun show with a sign
“Handgun for Sale—No Background Check.”
Also, any potential gun buyer who knows that he will
flunk the background check could just ask (using inducement
or threat) his spouse, lover, sibling, friend, or fellow
gang member to buy him a gun as a “present.”
The Brady Law can also be circumvented by using phony
identification that is readily available. Finally, the
ineligible purchaser could steal, buy, or borrow a gun
on the “black market.” These are a few observations
about the Brady Law, which I discuss in more detail
in my recent book Can Gun Control Work?
ROBERT
SPITZER: In political terms, the Brady Law was a major
success for gun control supporters, because it was enacted
after a seven year struggle and despite the opposition
of the NRA. In policy terms, its goals were very modest
(even the NRA supported waiting periods for gun purchases
until the mid-1970s). Brady did succeed in imposing
a uniform national standard, whereas only about half
of the states had background check provisions before
1993. By the government’s count, roughly 600,000
handgun purchases were stopped because of flagged background
checks from 1994–2000 (about 2.5 percent of all
handgun purchases). Of those, it is reasonable to assume
that only a subset would have
resulted in a gun crime, and some subset would presumably
obtain a gun illegally. Thus, the statistical impact
on overall crime rates is probably little, but not zero.
Nevertheless, as a reasonable and low-cost effort to
bar or make more difficult the ability of those who
should not be able to buy guns, Brady could be counted
as a success.
Less widely noted, but arguably more important, was
the provision in the Brady Law that significantly increased
the fees for gun dealers, so as to force out individuals
who obtained dealer licenses to obtain guns at discount
instead of actually becoming a dealer (the number of
licensed dealers declined from about 300,000 to fewer
than 100,000 during this time). The idea that the government
should make it more difficult for felons, or those judged
mentally unstable, to purchase a handgun seems to be
a “no-brainer.” That a titanic political
struggle preceded Brady’s enactment speaks mostly
to the charged political atmosphere that surrounds gun
politics more than to inherent problems with the idea.
GREGG
CARTER: The Brady Law’s very modest effects would
rise if we enacted a system of national licensing, registration,
and regulation of the secondary market where about 40
percent of gun sales occur. The Brady Campaign (the
largest and most important organization promoting gun
control) makes both large and modest claims about the
Brady Law’s effectiveness.
Its large claim is that the significant decline in gun
crime in the United States since 1994 is due to the
law; this is unfounded. However, its more modest claim
— that the interstate flow of guns, and more particularly
of guns used in crime, has declined due to the Brady
Law — is more tenable. Using the firearms trace
database of the Bureau of Alcohol, Tobacco and Firearms,
the Brady Campaign found that gun trafficking between
four source states (Ohio, Kentucky, Mississippi, and
Georgia) and seven recipient states (Michigan, Illinois,
New York, Pennsylvania, Missouri, Maryland, and New
Jersey — these seven having had background checks
before the Brady Law) was greater for guns purchased
before the law than after. Implementation of the Brady
Law disrupted the established flow of guns across state
lines.
DEBORAH
HOMSHER: The five-day waiting period for handgun purchases,
one of the best-known provisions of the Brady Law, expired
in November of 1998. At that time, the FBI implemented
a mandatory, computerized National Instant
Check System (NICS), which enabled licensed gun dealers
to submit the name of the person seeking to buy a firearm
and discover whether that person had a record disqualifying
him or her from legally possessing the gun. The establishment
of a computerized national check system had been mandated
by the original Brady Law. Both the Brady Campaign and
the National Rifle Association applauded the implementation
of the NICS, though each expressed reservations. The
Brady Campaign wanted to reinstate the five-day waiting
period, and the NRA opposed a federal plan to charge
a fee for every use of the NICS and filed a lawsuit
to prevent the Justice Department from retaining records
of those individuals who purchased guns.
In February of 1999, a bill was introduced in Congress
to reinstate the mandatory waiting period, but that
effort has not been successful. The Brady Campaign continues
to advocate for the reinstatement of the waiting period,
arguing (in a 1999 press release) that “NICS does
not include some state and local police records, such
as records of persons convicted of stalking, and does
not include outstanding misdemeanor warrants on domestic
violence or records of involuntary commitments to mental
hospitals.” Furthermore, without a mandatory waiting
period, “local police departments do not have
time to contribute information to the background check,
and gun purchasers considering crimes of passion or
impulse suicides will no longer have a ‘cooling-off’
period to protect themselves or their victims.”
ROBERT
J. COTTROL: As to whether the Brady Law reduces gun
crime, I will await the verdict of the dueling econometricians.
The Brady Law could have been made a more effective
tool to reduce gun crime, however. Where are the prosecutions
for the 600,000+ denials of purchases? It is a felony
to fill out a firearms purchase form and falsify the
required information. Some of the 600,000 were cases
of mistaken identity, and others involved people who
were unaware of the potential penalties for past offenses
that would have made them firearms ineligible. People
in these categories probably should not be prosecuted.
But a non-trivial percentage consisted of individuals
actively engaging in criminal activity. I believe that
only a very tiny number of prosecutions has occurred.
Why? What good is it to deny a felon a gun at the gun
store and then let him proceed to the back alley dealer?
Wouldn’t the Brady Law’s effectiveness be
greatly enhanced if it were used as a tool to prosecute
felons who are illegally trying to get guns?
RICHARD
ABORN: The Brady Law had a number of specific goals
that were clearly delineated over the many years of
the struggle to pass it. To measure it against other
goals is unfair to the law and wrongly casts aspersions
on future gun control efforts.
Substantively, Brady was designed to accomplish three
things. First, it sought to stop felons and other prohibited
purchasers from entering retail gun stores and purchasing
one or fifty handguns (there is no national limit, and
scant few state limits, on the number of guns that can
be purchased at any one time), without even a verification
of the purchaser’s name, address, or background.
Second, as more information came to light about the
ease with which a Federal Firearms Licensee (FFL) could
get federal licenses to sell guns, Brady was expanded
to include a more in-depth application process and a
more realistic fee structure, so that the granting of
an FFL would be limited to legitimate business people.
Third, Brady was designed to be the cornerstone of a
comprehensive national legislative agenda that would
close many of the loopholes that its critics have implied
Brady was intended to stop. Brady was not intended to
be the comprehensive legislation. In fact, supporters
were very careful not to make exaggerated claims about
its potential. We repeatedly stated that “Brady
is designed to do one thing only—stop prohibited
purchasers from buying guns in retail outlets.”
We were concerned that opponents of gun control (especially
the NRA) would criticize Brady for not stopping gun
crime, and that is exactly what has occurred.
Politically, Brady was intended to show that gun control
advocates could break through the chokehold that the
NRA had on Congress. Without a substantial legislative
victory, we knew that we would never be able to make
additional legislative progress. Measured against stated
goals, the outcomes show that Brady does what was intended.
With more than 600,000 stops and far fewer FFLs, it
is hard to say that Brady has failed. Moreover, without
the passage of Brady, there is no question that we would
have lost the fight over the ban on assault weapons
and the ban on large-volume clips. Should Brady have
done more? Of course. Could the bill have contained
more? No. Any additions to the bill may well have defeated
it.
Gun control advocates should not be claiming that Brady
alone is responsible for the sharp decline in violent
gun crime, even though gun crime has declined faster
than any other category. The causes for the vast reduction
in crime will be debated for many years, and it is unlikely
that any one factor will be identified as the cause.
Certainly, increased sophistication about the allocation
and management of police resources has played a key
role. But Brady has succeeded in interrupting part of
the supply chain of guns at the retail level.
JOYCE
MALCOLM: As Robert Spitzer and Gregg Carter both point
out, the
Brady Law has had little statistical impact on overall
crime rates and at most only modest success. Some of
its supporters, however, continue to claim the Brady
Law was responsible for the sharp decline in violent
crime over the past decade. But this decline began before
the law went into effect.
Has the Brady Law achieved its objectives? It has put
a background check of purchasers into operation and
reduced the number of gun dealers. If, as Richard Aborn
suggests, these were its objectives, it succeeded. But
Aborn points out that the law was designed to be the
“cornerstone of a national policy.” Interestingly,
Aborn does not mention any intended impact on the crime
rate. Yet the public was led to believe that the larger
objective was to prevent felons from obtaining weapons
and to reduce violent gun crime. It does not seem to
have accomplished either. In this respect, Robert Cottrol’s
comment that there have been only a tiny number of prosecutions
under the Brady Law is intriguing and regrettable.
RICHARD
ABORN: I wish to disagree with Joyce Malcolm’s
comment that my list of goals for Brady and beyond does
not contain an objective of reducing violent gun crime.
I came to the issue of gun control because of my experience
as a violent crime and homicide prosecutor in the Manhattan
DA’s office up until the mid-1980s. Doing that
work made one painfully aware of the devastating impact
that armed criminals were having on the community. The
gun control movement primarily seeks to disrupt the
illegal gun markets, so as to make it much more difficult
for criminals to get guns. While advocates should never
argue that gun control is the overall answer to violent
crime, it is plausible to argue that comprehensive national
controls over the distribution of firearms will have
an impact on the rate of violent crime committed with
guns. This is most certainly a goal; in fact, it is
the most important goal.
Part
IV: Public Opinion, Interest Groups, and Gun Laws
EDITOR:
Is there a substantial disconnect between public opinion
and gun laws? To what extent have interest groups, such
as the NRA and the Brady Campaign to Prevent Gun Violence,
advanced or thwarted the “popular will”
regarding the regulation of guns by Congress or the
states? What’s our best evidence for what the
“popular will” actually is?
ROBERT
SPITZER: “Disconnect” aptly describes the
relationship between public opinion and gun laws. Questions
on gun control were among the first to be asked with
the advent of modern polling in the 1930s, and the results
reveal considerable consistency. A 1938 Gallup poll
found that 79 percent of respondents favored “firearms
control.” Two important long-term traits are evident:
overall opinion consistency over time, and variation
according to the type of regulation at issue. Short-term
fluctuations occur within a relatively high range of
support, generally favoring stronger regulations than
we have in practice. This is a remarkable degree of
consistency in support of stronger laws spanning the
last eight decades, a consistency rarely found among
the menu of national policy issues.
Opinion polls from the 1980s and 1990s show the greatest
support (about 90 percent) for handgun waiting periods.
Fully 60–70 percent support the assault weapons
ban, and 60–80 percent support handgun registration.
Support for a ban on handguns has ranged from a low
of 31 percent in 1980 to a high of 52 percent in 1993.
Regionally, fluctuations are wider, with the least support
for gun measures in the South and rural areas, and greatest
support in urban areas and the Northeast.
Unquestionably, the popular will has been thwarted by
gun-rights groups. Yet that does not end the debate,
because policy questions in a republican form of governance
are not normally determined by plebiscite, and interests
function legally and legitimately in our political arena.
The successes logged by the NRA and its allies underscore
the fundamental political axiom that a well-organized
and motivated minority may often carry the day politically
over a large, but relatively apathetic, majority. On
the other hand, gun control measures have been enacted
when the public has been sufficiently aroused and attentive
because of assassinations or mass shootings.
GREGG
CARTER: I agree with Spitzer; there is a serious disconnect
between public opinion and our national gun laws. Here
are some further examples based upon findings from my
1997 book, The Gun Control Movement. First, although
how a survey question is phrased can affect the responses
one gets, the various wordings about gun laws result
in similar responses. For example, “we should
ban all handguns” and “private individuals
should not be allowed to possess handguns” yield
approximately the same approval rating — 39 percent.
Second, across the spectrum of gun control measures,
the only one that does not yield an overwhelming majority
of support is the total ban of handguns. Third, gun
owners are less likely to favor gun laws, but the margins
between them and general population are not very large.
For example, 81 percent of the general public versus
71 percent of gun owners favor the registration of all
handguns. The Brady Law is favored by 87 percent of
the general population and 82 percent of gun owners.
Fully 64 percent of gun owners, and 69 percent of the
general population, favor “one-gun-a-month limits.”
Fourth, there is broad support for gun control measures
across political parties, ideological views, and race.
Some pro-gun rights scholars have contended that, even
though people respond for stricter gun control when
asked in a poll, they do not really mean it—that
is, the issue isn’t that important to them. However,
polling results from the General Social Survey (conducted
by NORC) dispute this contention. When asked how they
feel about gun measures compared with other public issues,
more than 80 percent of Americans responded between
“fairly strong” and “extremely strong.”
DEBORAH
HOMSHER: I believe that most significant legislative
and legal contests concerning gun regulations now take
place at the state and city, rather than the national,
level. It is true that national advocacy organizations—most
obviously, the National Rifle Association and the Brady
Campaign to Prevent Gun Violence—shape the discourse
and supply their constituencies throughout the states
with information (statistics and personal stories) intended
to be used as ammunition in the ongoing debates. Because
public discussion about gun control has been conducted
as a war, with insults, exaggerations, and caricatures
deployed by both sides, often as a means to ignite passionate
fundraising campaigns, sincere efforts to determine
the “popular will” and to discover which
laws, police practices, and/or community responses directly
contributed to the marked decrease in urban crime rates
in the late 1990s have been largely drowned in noise.
I trust reports of polls that find the majority of Americans
have long favored gun control legislation. At the same
time, I have interviewed people who find gun control
campaigns and gun control advocates to be condescending
and intrusive.
Certainly, the polls that Spitzer and Carter have cited
must be taken as evidence of the popular will in favor
of gun regulation. But the passage of right-to-carry
legislation in many states must also be viewed as evidence
of pro-gun sentiments. Perhaps we might rephrase the
question and ask not what the “popular will”
is and whether it’s been thwarted, but what kinds
of new information, questions, and options ought to
be introduced into the public debates that help forge
that popular will.
JAMES
JACOBS: Toqueville observed that a remarkable feature
and strength of our democracy was the tendency of Americans
to band together, form groups, and participate in public
life. The NRA and the Brady Campaign both reflect and
help to shape public opinion. These organizations also
help to shape our laws and public policies on firearms.
They do not thwart popular opinion but tend to catalyze,
shape, and express it.
“Public opinion” is a slippery concept.
People’s views on most public policy issues tend
to be shallow and susceptible to manipulation; opinion
surveys depend upon the phrasing of the question, as
well as the manner and body language of the interviewer.
Still, certain generalizations can be made. Americans
overwhelming reject the idea of prohibiting all firearms
or only handguns. Likewise, the overwhelming majority
of Americans support severe punishment for persons who
use firearms to commit crimes.
ROBERT
SPITZER: Public opinion is not as inscrutable, shallow,
or easily manipulated as James Jacobs suggests. Opinion
formation is the product of long-term forces, initiated
by the political socialization process that affects
all of us from the time of childhood. People are not
blank slates; as the late political scientist V.O. Key
noted many years ago, “Voters are not fools.”
People have a reasonable understanding of basic public
policy matters, including gun control. Polling results
do vary according to question wording, but that does
not mean that polls mean nothing. There are well-honed
standards and procedures that guide and help to ensure
the process of accurate opinion gathering and assessment.
JAMES
JACOBS: Our best evidence on public opinion about firearms
policy arises from the fact that 45 percent of American
households own upwards of 250 million firearms, and
that as many Americans engage in hunting and target
shooting as in jogging and tennis, and that strong gun
control has never been popular nationally. From the
severe federal and state criminal sentences prescribed
for individuals who use guns in crimes, we can also
infer a very strong national consensus. There is probably
more disagreement among Americans on such firearms regulation
as banning “Saturday Night Specials” and
assault weapons. Disagreement, in part, reflects the
fact that these terms are essentially political, not
technical; there is a great deal of ignorance and confusion
about the weapons to which they refer.
ROBERT
SPITZER: Jacobs’ estimate that 45 percent of the
households in the U.S. have one or more guns is surely
not right. In the early 1960s, about half of all households
did have one or more guns, but this percentage has been
gradually declining since then. Today, only about one-third
of all households have guns, although the average number
of guns per household has increased.
JOYCE
MALCOLM: Rather than a “disconnect” between
public opinion and gun laws, there seems to be a disconnect
between federal and state legislative action. Even as
the federal government enacts statutes that ban certain
types of weapons and attempts to further control the
purchase of firearms, state governments are approving
“shall issue” laws that permit all law-abiding
individuals to carry a concealed weapon. At last count,
35 states had passed such laws, two in 2003. These include
not only southern and western states, but also Pennsylvania,
Michigan, and Minnesota.
While the public wants some controls on the ownership
and use of guns, polls also show that Americans overwhelmingly
believe there is a right for individuals to be armed.
Interest groups are not necessarily thwarting the popular
will. Rather, there is an unfortunate bias in the national
media that overwhelmingly promotes gun control. In so
doing, the media fails to provide the balance of views
that an informed public needs and deserves.
RICHARD
ABORN: The NRA has succeeded in thwarting the popular
will on this issue. The more intriguing and difficult
question is how. While polls can measure attitudes,
they cannot accurately measure the intensity of attitudes.
It would be tempting to dismiss the power of the NRA
as a function of enormous campaign contributions, but
this would be a mistake. The true strength of the NRA
lies in its ability to develop at the grass-roots level
highly dedicated, zealous supporters, whose only concern
in their political life is guns. They show up at town
hall meetings; they call in to radio shows; they write
letters to the editor; they constantly contact their
elected officials; they contribute money; and they vote
on one issue guns. In relative terms, their numbers
are quite small. Yet in a nation with a low voter turnout,
the intensity of NRA supporters is very effective. The
single biggest failure of the gun control movement has
been our continuing inability to match this grass-roots
support.
The NRA zealotry is developed and reinforced by a communications
apparatus that has understood the rhetoric that will
most appeal to and sustain NRA supporters criminals,
not guns, commit crime; the Second Amendment; and the
slippery slope to the banning of guns. It is this last
argument that is probably the most effective. By arguing
consistently, and with great fervor, that the gun control
movement is really a gun ban movement, the NRA has effectively
enlisted even those gun owners who would otherwise support
controls. How? By arguing that we really want to take
away all guns, the NRA invests all gun owners with a
direct stake in the outcome of the debate, regardless
of how reasonable each measure may be. Not only has
the gun control movement been ineffective in rebutting
this ban argument, but also we have failed to invest
a similar stake in those who might be inclined to be
supportive. Of course, people support public safety,
but by that measure the gun control movement will only
be able to succeed during times of high violent crime,
while the NRA will continue to mount a sustainable opposition.
It is imperative that the gun control movement develop
ways to respond to the political strength of the NRA.
SAUL
CORNELL: The recent wave of right-to-carry laws can
be attributed to a very effective effort of gun rights
activists. If these proposals had been put directly
on the ballot, I doubt that they would have passed in
many states. The scholarly basis for these laws, John
Lott and David Mustard’s “more guns, less
crime” theory, has been subjected to a number
of challenges. In a 2003 Stanford Law Review article,
Ian Ayres and John J. Donohue III demolish this thesis.
There is a large body of new scholarship emerging in
the fields of public policy, history, and law that may
help us chart a new middle ground in this contentious
issue. The new Second Amendment Research Center that
I have created here at the John Glenn Institute at Ohio
State University is devoted to exploring this middle
ground. We need to move beyond the stale rhetorical
formulations that have made it difficult to formulate
effective policy.
GREGG
CARTER: Several contributors correctly note that the
discourse on rational policies is at a gridlock, because
of the intransigence of both sides of the gun control
debate. This was not always the case, however; only
a generation ago, the NRA was a voice of reason and
moderation in the gun control debate.
After World War II, nine million veterans re-entered
civilian life with a new interest in firearms. Tens
of thousands of them joined the NRA, giving it a potential
to wield power over public policy greater than ever.
However, the membership was little interested in gun
control issues per se, but rather in hunting and recreational
shooting. Until the mid-1970s, the NRA’s stand
on gun control was moderate. During congressional testimony
over the proposed Gun Control Act of 1968, for example,
NRA Executive Vice President Franklin Orth proclaimed,
“We do not think that any sane American can object
to placing into this bill the instrument which killed
the president of the United States [John F. Kennedy].”
At the same time, the NRA endorsed the banning of “Saturday
Night Specials” because “they have no sporting
purpose and are frequently poorly made.”
Although some of the NRA’s membership and leadership
had always opposed any form of gun regulation, they
were in the minority. In the mid-1970s, however, this
minority began an all-out—and eventually successful—effort
to redefine the meaning and the mission of the organization.
Executive committeeman Harlon B. Carter led the revolt.
He argued that the NRA’s then-moderate viewpoint
on gun control was wrongheaded and needed to be replaced
by absolute resistance to all forms of gun regulation.
He argued that every gun had a legitimate purpose and
that every law-abiding person, no matter what age, should
have the right to choose his or her own weapon. The
redefinition culminated in 1977 in what historians call
the “revolt at Cincinnati.” At that year’s
NRA Annual Meeting, Carter and his associates used their
knowledge of parliamentary procedure to replace the
moderate leadership with themselves. Upon coming to
power, they labeled their organization the “new
NRA.” It would become the modern gun lobby.
DEBORAH
HOMSHER: There are hidden assumptions about race at
play in these debates. When pro-gun interest groups
passionately contend that their members are all responsible
gun owners, they obviously make reference to the “criminals.”
When that happens, urban drug dealers, often Hispanic
or black, quietly figure in the background as the typical
criminals. This generalized background portrait of irresponsible,
and potentially dangerous, gun owners is not entirely
unfounded. African American males were not only dying
by gunfire at a high rate throughout the late 1980s
and early 1990s, as Gregg Carter notes; they were also
shooting. According to the Bureau of Justice Statistics,
the majority of homicides during these years were intra-racial;
94 percent of black homicide victims were killed by
blacks. Homicides were most often committed with guns,
especially handguns. Significantly, however, both the
homicide victimization and offending rates for black
men in this age group began to decrease during the later
1990s. Why? What happened? Was it due to widespread
incarceration? The economy? The end of the crack epidemic?
There are lessons to be learned, but advocacy organizations
are not well-equipped to conduct objective studies.
I interviewed African-American women living in Camden,
New Jersey, who had witnessed the effects of widespread
gun use in their communities. Two of them had sons who
had been wounded by gun-fire; one had a son who had
been killed; one of these young men was serving time
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